Reference Projects

Multilateral Trading Facilities

2018/19 Multilateral Trading Facilities for a global Investment Management Company

Core Features:
Operating model for 3 Multilateral Trading Facilities
New Business process, rulebooks, contractual negotiations
Adjustment on Aladdin order management system OMS
MiFID/MiFIR II, particularly MiFID 26/5 requirements

Too big to fail

2015/17 Legal Entity split of a major Swiss bank

Scope: FX and precious metals – Trading & Sales.
Coordination between Zurich, London and international locations EMEA & APAC covering Trading, Finance, Operations, Legal & Compliance.
New risk book setup for FX and precious metals for cash, options and structured products.
Risk Transfer Setup between business units, covering functional needs and risk transfer processes.
Synchronized migration of FX Options primary and hedge transactions with Zurich and London.
Business requirements as base for IT changes in the FX & PM trading & processing chain for Trading & Sales departments.

RCSA – Trading and Execution

2014/15 Assessment of risk exposures based on Operational Risk Policy and Basle II. standards.
Scope Trading & Execution departments of a Major Swiss Bank, headquarter and international locations in EMEA and Americas.

Swiss Tri party agent

2013/14 – Improvement of collateral management functionalities and data to support a new money market platform for REPO business.
Business Development and IT implementation of new collateral transaction types and new features requested by the Swiss Central Bank SNB.

FWHT Final withholding tax UK & AT

2012/13 – Implementation of bilateral tax agreements between Switzerland and
– United Kingdom
– Austria

Improvement of all relevant Securities and Treasury core applications for a major Swiss Bank with aim to support a new FWHT tax engine.